Appomattox Advisory, Inc.
NEW YORK, NY
Form ADV and provider website profile · CRD 153731 · regulatory data as of Mar 27, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Appomattox Advisory, Inc.. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$426MReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
22Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$68MDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$357MNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 09/2005
- Type
- Individual
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 05/2022
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Susan Patterson Webb | Ceo & Cio | 09/2005 | Individual | Yes | 75% or more |
| Kristin Marie Koloniaris | Chief Compliance Officer | 05/2022 | Individual | No | Less than 5% |
Indirect Ownership
Source: Form ADVNo indirect ownership records were reported.
Owners & Executives
Source: Form ADVKM
Kristin Marie Koloniaris
Chief Compliance Officer
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives2
Indirect ownership records0
Regulatory statusSEC registered investment adviser
SEC registration dateJul 6, 2010
CRD number153731