OCIO Intelligence
← Back to Discover
Sageview Advisory Group, LLC logo

Sageview Advisory Group, LLC

NEWPORT BEACH, CA

Form ADV and provider website profile · CRD 126777 · regulatory data as of Aug 25, 2026

CompareWebsite

This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Sageview Advisory Group, LLC. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.

$37.5BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
1,301Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$37.5BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$0Non-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.

Direct Owners & Executives

Source: Form ADV
Jonathan Tyler UphamPresident
Reported since
02/2015
Type
Individual
Control person
Yes
Ownership
Less than 5%
Llc Aq Sage BuyerDirect Owner
Reported since
12/2020
Type
Domestic entity
Control person
Yes
Ownership
75% or more
Karen Fischer PrangeChief Compliance Officer
Reported since
12/2025
Type
Individual
Control person
Yes
Ownership
Less than 5%

Indirect Ownership

Source: Form ADV
Llc Aq Sage Intermediate Ii

Domestic entity

EntityAQ SAGE BUYER, LLCStatusMEMBERReported since12/2020Ownership75% or moreControl personYes
Llc Aq Sage Intermediate I

Domestic entity

EntityAQ SAGE INTERMEDIATE II, LLCStatusMEMBERReported since12/2020Ownership75% or moreControl personYes
L.P. Aq Sage Parent

Domestic entity

EntityAQ SAGE INTERMEDIATE I, LLCStatusLIMITED PARTNERReported since12/2020Ownership75% or moreControl personYes
Afsf Iv Aiv A L.P.

Domestic entity

EntityAQ SAGE PARENT, L.P.StatusLIMITED PARTNERReported since12/2020Ownership50% but less than 75%Control personYes
Llc Cpi Holdco B

Domestic entity

EntityAQ SAGE PARENT, L.P.StatusSOLE MEMBERReported since12/2025Ownership75% or moreControl personYes
Llc Cpi Holdco A

Domestic entity

EntityCPI HOLDCO B, LLCStatusSOLE MEMBERReported since01/2020Ownership75% or moreControl personYes
Llc Creative Planning Holdco

Domestic entity

EntityCPI HOLDCO A, LLCStatusSOLE MEMBERReported since01/2020Ownership75% or moreControl personYes
Inc Creative Planning (Cpi) Holdco

Domestic entity

EntityCREATIVE PLANNING HOLDCO, LLCStatusMEMBERReported since01/2020Ownership50% but less than 75%Control personYes
Mjg Irrevocable Cp Trust Dated 01/01/2014

Domestic entity

EntityCREATIVE PLANNING (CPI) HOLDCO, INCStatusSTOCKHOLDERReported since01/2020Ownership25% but less than 50%Control personYes
Llc Creative Planning Trust Company

Domestic entity

EntityMJG IRREVOCABLE CP TRUST DATED 01/01/2014StatusTRUSTEEReported since11/2024OwnershipOther (general partner, trustee, or elected manager)Control personYes
Peter Mallouk Trust Dated 7/17/2002

Domestic entity

EntityCREATIVE PLANNING (CPI) HOLDCO, INCStatusSTOCKHOLDERReported since01/2020Ownership50% but less than 75%Control personYes
Peter Alex Mallouk

Individual

EntityPETER MALLOUK TRUST DATED 7/17/2002StatusTRUSTEEReported since07/2002OwnershipOther (general partner, trustee, or elected manager)Control personYes
Llc Tpg Ix Cardiff Debt Holdco I

Domestic entity

EntityCREATIVE PLANNING HOLDCO, LLCStatusMEMBERReported since01/2025Ownership25% but less than 50%Control personYes
L.P. Tpg Cardiff Investment Holdings I

Domestic entity

EntityTPG IX CARDIFF DEBT HOLDCO I, LLCStatusSOLE MEMBERReported since01/2025Ownership75% or moreControl personYes
Llc Tpg Ix Cardiff Ci Bl

Domestic entity

EntityTPG CARDIFF INVESTMENT HOLDINGS I, L.P.StatusMEMBERReported since09/2024Ownership50% but less than 75%Control personYes
L.P. Tpg Ix Cardiff Bdh

Domestic entity

EntityTPG IX CARDIFF CI BL, LLCStatusSOLE MEMBERReported since09/2024Ownership75% or moreControl personYes
L.P. Tpg Ix Cardiff Ci Ii

Domestic entity

EntityTPG IX CARDIFF BDH, L.P.StatusSOLE MEMBERReported since10/2024Ownership75% or moreControl personYes
Tpg Inc.

Domestic entity

EntityTPG IX CARDIFF CI II, L.P.StatusCONTROLLING MEMBERReported since09/2024Ownership50% but less than 75%Control personYes
L.P. Tpg Ix Cardiff Holdings I

Domestic entity

EntityTPG CARDIFF INVESTMENT HOLDINGS I, L.P.StatusMEMBERReported since09/2024Ownership25% but less than 50%Control personYes
Llc Tpg Ix Cardiff Bl

Domestic entity

EntityTPG IX CARDIFF HOLDINGS I, L.P.StatusMEMBERReported since09/2024Ownership50% but less than 75%Control personYes
L.P. Tpg Ix Finco I

Domestic entity

EntityTPG IX CARDIFF BL, LLCStatusMEMBERReported since09/2024Ownership75% or moreControl personYes
L.P. Tpg Partners Ix

Domestic entity

EntityTPG IX FINCO I, L.P.StatusSOLE MEMBERReported since10/2022Ownership75% or moreControl personYes
L.P. Tpg Ix Finco Ii

Domestic entity

EntityTPG IX CARDIFF HOLDINGS I, L.P.StatusMEMBERReported since09/2024Ownership50% but less than 75%Control personYes
L.P. Tpg Partners Ix

Domestic entity

EntityTPG IX FINCO II, L.P.StatusSOLE MEMBERReported since10/2022Ownership75% or moreControl personYes

Owners & Executives

Source: Form ADV
JT
Jonathan Tyler Upham

President

KF
Karen Fischer Prange

Chief Compliance Officer

Names and titles are shown as reported in Form ADV.

Ownership & Governance

Direct owners & executives3

Indirect ownership records24

Regulatory statusSEC registered investment adviser

SEC registration dateMay 31, 2005

CRD number126777