Domestic entity
EntityFIAM HOLDINGS LLCStatusSHAREHOLDERReported since10/2004Ownership75% or moreControl personYes
FIAM LLC
Alpha Nasdaq OCIO Indices - ContributorSMITHFIELD, RI
Form ADV and provider website profile · CRD 133196 · regulatory data as of Jul 30, 2026
This profile compiles reported firm AUM, institutional client counts, ownership information, and source-linked regulatory records for FIAM LLC. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$347.7BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
647Institutional ClientsInstitutional ClientsInstitutional client relationships identified from the firm’s Form ADV data. This is not necessarily the number of OCIO mandates.
$347.7BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$2MNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 10/2004
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 02/2015
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 09/2018
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 08/2019
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 04/2021
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 12/2021
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 07/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 03/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 03/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 05/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Fiam Holdings Llc | Shareholder | 10/2004 | Domestic entity | Yes | 75% or more |
| Casey Moore Condron | Head Of Sales & Relationship Management, Director | 02/2015 | Individual | Yes | Less than 5% |
| Christopher John Rimmer | Head Of Asset Management Finance | 09/2018 | Individual | Yes | Less than 5% |
| Harley Jay Lank | Head Of High Income | 08/2019 | Individual | Yes | Less than 5% |
| Kimberly Lyn Perry | Director | 04/2021 | Individual | Yes | Less than 5% |
| Christian Girard Pariseault | Head Of Institutional Portfolio Managers, Director | 12/2021 | Individual | Yes | Less than 5% |
| Stephanie Jean Brown | Chief Compliance Officer | 01/2023 | Individual | Yes | Less than 5% |
| Christopher Michael Gouveia | Compliance Officer | 01/2023 | Individual | Yes | Less than 5% |
| Robin Lee Foley | Head Of Fixed Income | 07/2023 | Individual | Yes | Less than 5% |
| Peter Brian Enyeart | Co-Head Of Equity | 03/2025 | Individual | Yes | Less than 5% |
| Melissa Marie Reilly | Co-Head Of Equity | 03/2025 | Individual | Yes | Less than 5% |
| Richard Joseph Hogan | President And Director | 05/2025 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVIndividual
EntityFMR LLCStatusELECTED MANAGERReported since05/1994OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityFMR LLCStatusELECTED MANAGERReported since04/2006OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityFMR LLCStatusELECTED MANAGERReported since10/2014OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityFMR LLCStatusELECTED MANAGERReported since04/2023OwnershipOther (general partner, trustee, or elected manager)Control personYes
Owners & Executives
Source: Form ADVCM
Casey Moore Condron
Head Of Sales & Relationship Management, Director
KL
Kimberly Lyn Perry
Director
CG
Christian Girard Pariseault
Head Of Institutional Portfolio Managers, Director
SJ
Stephanie Jean Brown
Chief Compliance Officer
CM
Christopher Michael Gouveia
Compliance Officer
RJ
Richard Joseph Hogan
President And Director
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives12
Indirect ownership records5
Regulatory statusSEC registered investment adviser
SEC registration dateDec 2, 2004
CRD number133196