Domestic entity
EntityHIGHTOWER HOLDING, LLCStatusMEMBERReported since10/2020Ownership75% or moreControl personYes
NEPC, LLC
Alpha Nasdaq OCIO Indices - ContributorBOSTON, MA
Form ADV and provider website profile · CRD 110562 · regulatory data as of Jul 22, 2026
This profile compiles reported firm AUM, institutional client counts, ownership information, and source-linked regulatory records for NEPC, LLC. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$152.7BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
132Institutional ClientsInstitutional ClientsInstitutional client relationships identified from the firm’s Form ADV data. This is not necessarily the number of OCIO mandates.
$152.7BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$0Non-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 12/2007
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 06/2021
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 06/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 07/2023
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 10/2020
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 01/2025
- Type
- Domestic entity
- Control person
- No
- Ownership
- 10% but less than 25%
- Reported since
- 01/2025
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 12/2012
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 09/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 05/2009
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 12/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Michael Patrick Manning | Chief Executive Officer, Chief Financial Officer | 12/2007 | Individual | Yes | Less than 5% |
| Timothy F Mccusker | President | 06/2021 | Individual | Yes | Less than 5% |
| Kellie Lyn Kane | Chief Operating Officer | 06/2022 | Individual | Yes | Less than 5% |
| John F Regan | Chief Compliance Officer | 07/2023 | Individual | No | Less than 5% |
| Andrew M Hone | Chief Legal Counsel | 10/2020 | Individual | No | Less than 5% |
| Llc Nepc Partners | Member | 01/2025 | Domestic entity | No | 10% but less than 25% |
| Llc Hightower Holding | Member | 01/2025 | Domestic entity | Yes | 75% or more |
| Steven Floyd Charlton | Head Of Client Solutions | 12/2012 | Individual | Yes | Less than 5% |
| Kathy Ann Connors | Chief Consulting Officer | 09/2022 | Individual | Yes | Less than 5% |
| Judy Ann Murphy | Chief Human Resources Officer | 05/2009 | Individual | Yes | Less than 5% |
| Sarah Nelson Samuels | Chief Investment Officer | 12/2025 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVDomestic entity
EntityHIGHTOWER INTERMEDIATE, LLCStatusMEMBERReported since10/2020Ownership75% or moreControl personYes
Domestic entity
EntityHT HOLDING, LLCStatusMEMBERReported since10/2020Ownership50% but less than 75%Control personYes
Domestic entity
EntityTHL EQUITY FUND VII INVESTORS (HT), LLCStatusMEMBERReported since10/2020Ownership25% but less than 50%Control personYes
Domestic entity
EntityTHL EQUITY FUND VII INVESTORS (HT) BLOCKER, LLCStatusMEMBERReported since12/2020Ownership25% but less than 50%Control personYes
Domestic entity
EntityTHL EQUITY FUND VII INVESTORS (HT), LLCStatusMEMBERReported since12/2020Ownership25% but less than 50%Control personYes
Owners & Executives
Source: Form ADVMP
Michael Patrick Manning
Chief Executive Officer, Chief Financial Officer
TF
Timothy F Mccusker
President
KL
Kellie Lyn Kane
Chief Operating Officer
JF
John F Regan
Chief Compliance Officer
AM
Andrew M Hone
Chief Legal Counsel
KA
Kathy Ann Connors
Chief Consulting Officer
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives11
Indirect ownership records6
Regulatory statusSEC registered investment adviser
SEC registration dateAug 23, 1990
CRD number110562