FE
EntityGUARDIAN CAPITAL US ASSET MANAGEMENT LLCStatusMEMBERReported since06/2024Ownership75% or moreControl personYes
Sterling Capital Management LLC
Alpha Nasdaq OCIO Indices - ContributorCHARLOTTE, NC
Form ADV and provider website profile · CRD 135405 · regulatory data as of Jul 15, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Sterling Capital Management LLC. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$69.2BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
3,508Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$69.1BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$85MNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 12/2006
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 03/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 06/2018
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 11/2019
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 07/2024
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 07/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Mark Michel Montgomery | Senior Managing Director | 12/2006 | Individual | Yes | Less than 5% |
| Scott Alan Haenni | Senior Managing Director, Chief Executive Officer | 03/2023 | Individual | Yes | Less than 5% |
| Charles Arnold Durham | Managing Director, Chief Compliance Officer | 06/2018 | Individual | Yes | Less than 5% |
| Robert Wilson Bridges | Senior Managing Director | 11/2019 | Individual | Yes | Less than 5% |
| Guardian Capital Us Asset Management Llc | Member | 07/2024 | Domestic entity | Yes | 75% or more |
| Jason Toledano | Chief Financial Officer | 07/2025 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVFE
EntityGUARDIAN INNOVATIONS INC.StatusDIRECT OWNERReported since06/2024Ownership75% or moreControl personYes
FE
EntityGUARDIAN CAPITAL GROUP LIMITEDStatusSHAREHOLDERReported since03/2026Ownership75% or moreControl personYes
FE
EntityDESJARDINS GLOBAL ASSET MANAGEMENT INC.StatusSHAREHOLDERReported since03/2026Ownership75% or moreControl personYes
FE
EntityDESJARDINS FINANCIAL CORPORATION INC.StatusSHAREHOLDERReported since03/2026Ownership75% or moreControl personYes
FE
EntityDESJARDINS FINANCIAL HOLDINGS INC.StatusSHAREHOLDERReported since03/2026Ownership75% or moreControl personYes
Owners & Executives
Source: Form ADVMM
Mark Michel Montgomery
Senior Managing Director
SA
Scott Alan Haenni
Senior Managing Director, Chief Executive Officer
CA
Charles Arnold Durham
Managing Director, Chief Compliance Officer
RW
Robert Wilson Bridges
Senior Managing Director
JT
Jason Toledano
Chief Financial Officer
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives6
Indirect ownership records6
Regulatory statusSEC registered investment adviser
SEC registration dateJun 2, 2005
CRD number135405