Individual
EntityCAPFINANCIAL HOLDINGS, INC.StatusDIRECTORReported since05/2015Ownership25% but less than 50%Control personYes
Captrust
RALEIGH, NC
Form ADV and provider website profile · CRD 175112 · regulatory data as of Sep 24, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Captrust. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$1.2TReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
146,777Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$320.2BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$916.5BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 02/2003
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 05/2015
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 12/2009
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 04/2010
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 09/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 12/2009
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 04/2017
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2020
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 06/2021
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 08/2021
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2021
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 09/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 05/2025
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 06/2025
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 05/2026
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| James Fielding Miller | Chief Executive Officer | 02/2003 | Individual | Yes | Less than 5% |
| Llc The Capfinancial Group | Member | 05/2015 | Domestic entity | Yes | 75% or more |
| Wilson Smith Hoyle | Managing Director | 12/2009 | Individual | Yes | Less than 5% |
| Benjamin Stuart Goldstein | President | 04/2010 | Individual | Yes | Less than 5% |
| Denise Mcgee Buchanan | Senior Director, Compliance | 09/2023 | Individual | Yes | Less than 5% |
| Derick Don Shoff | Managing Director | 12/2009 | Individual | No | Less than 5% |
| Scott Thomas Matheson | Managing Director | 04/2017 | Individual | Yes | Less than 5% |
| Christina Markell-Balleza | Managing Director, General Counsel | 01/2022 | Individual | Yes | Less than 5% |
| Jonathan Seth Meyer | Chief Technology Officer | 01/2020 | Individual | No | Less than 5% |
| Michael James Vogelzang | Managing Director, Chief Investment Officer | 06/2021 | Individual | No | Less than 5% |
| Robert A Miller | Chief Financial Officer | 08/2021 | Individual | Yes | Less than 5% |
| Edward Virgil Welch | Managing Director | 01/2021 | Individual | No | Less than 5% |
| Ann Leddy | Chief Compliance Officer | 09/2023 | Individual | Yes | Less than 5% |
| Karen Olivia Denise | Senior Director | 05/2025 | Individual | No | Less than 5% |
| Michael Arm Wunderli | Managing Director | 06/2025 | Individual | No | Less than 5% |
| Katelyn Nicole Sampson | Chief Human Resources Officer | 05/2026 | Individual | No | Less than 5% |
Indirect Ownership
Source: Form ADVDomestic entity
EntityTHE CAPFINANCIAL GROUP, LLCStatusMEMBERReported since05/2015Ownership25% but less than 50%Control personYes
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since05/2015OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since05/2015OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since05/2015OwnershipOther (general partner, trustee, or elected manager)Control personYes
Domestic entity
EntityTHE CAPFINANCIAL GROUP, LLCStatusMEMBERReported since08/2020Ownership25% but less than 50%Control personYes
Domestic entity
EntityHALFTIME HOLDINGS LLCStatusMEMBERReported since06/2020Ownership75% or moreControl personYes
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since04/2010OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since06/2020OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since08/2020OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since06/2020OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since06/2020OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since10/2020OwnershipOther (general partner, trustee, or elected manager)Control personYes
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since11/2023OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since11/2023OwnershipOther (general partner, trustee, or elected manager)Control personNo
Individual
EntityTHE CAPFINANCIAL GROUP, LLCStatusBOARD OF MANAGERSReported since10/2023OwnershipOther (general partner, trustee, or elected manager)Control personNo
Owners & Executives
Source: Form ADVJF
James Fielding Miller
Chief Executive Officer
WS
Wilson Smith Hoyle
Managing Director
BS
Benjamin Stuart Goldstein
President
DM
Denise Mcgee Buchanan
Senior Director, Compliance
DD
Derick Don Shoff
Managing Director
ST
Scott Thomas Matheson
Managing Director
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives16
Indirect ownership records16
Regulatory statusSEC registered investment adviser
SEC registration dateJul 11, 2003
CRD number175112