Domestic entity
EntityREGIONS BANKStatusINDIRECT OWNERReported since08/2019Ownership75% or moreControl personYes
Highland Associates Inc
Alpha Nasdaq OCIO Indices - ContributorBIRMINGHAM, AL
Form ADV and provider website profile · CRD 104948 · regulatory data as of Jul 29, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Highland Associates Inc. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$21.0BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
61Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$7.5BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$13.5BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 03/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 02/2016
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 01/2018
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 08/2019
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 12/2021
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 08/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Paige Briscoe Daniel | President | 03/2025 | Individual | Yes | Less than 5% |
| Amanda Horner Poe | Cco | 02/2016 | Individual | No | Less than 5% |
| Eric Jason Ralph | Managing Director | 01/2018 | Individual | Yes | Less than 5% |
| Regions Bank | Direct Owner | 08/2019 | Domestic entity | Yes | 75% or more |
| John Derek Peterson | Managing Director | 12/2021 | Individual | Yes | Less than 5% |
| Scott William Sealock | Managing Director | 08/2023 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVOwners & Executives
Source: Form ADVPB
Paige Briscoe Daniel
President
EJ
Eric Jason Ralph
Managing Director
JD
John Derek Peterson
Managing Director
SW
Scott William Sealock
Managing Director
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives6
Indirect ownership records1
Regulatory statusSEC registered investment adviser
SEC registration dateAug 21, 1987
CRD number104948