Capricorn Investment Group LLC
Alpha Nasdaq OCIO Indices - ContributorNEW YORK, NY
Form ADV and provider website profile · CRD 147417 · regulatory data as of Sep 18, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Capricorn Investment Group LLC. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$18.9BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
34Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$13.8BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$5.1BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
$18.9BTotal Firm AUM
$13.8BDiscretionary AUM
$5.1BNon-discretionary AUM
34Total accounts
33Discretionary accounts
1Non-discretionary accounts
Client Mix by Firm AUM
$18.9BFirm AUM
Other Pooled Vehicles63.3%
High-Net-Worth28.0%
Charities8.7%
Reported Client Types
Source: Form ADV client recordsOther Pooled Vehicles63.3%
27 clients$11.9B firm assets
High-Net-Worth28.0%
5 clients$5.3B firm assets
Charities8.7%
2 clients$1.6B firm assets
Reported total34 clients
| Client type | Firm assets | Clients | AUM share |
|---|---|---|---|
| Other Pooled Vehicles | $11.9B | 27 | 63.3% |
| High-Net-Worth | $5.3B | 5 | 28.0% |
| Charities | $1.6B | 2 | 8.7% |
| Reported total | $18.9B | 34 | — |
Types of Clients
Official SEC PDFLoading official Form ADV brochure…