Domestic entity
EntityPATHSTONE HOLDINGS, LLCStatusLIMITED PARTNERReported since05/2023Ownership25% but less than 50%Control personYes
Pathstone
ENGLEWOOD, NJ
Form ADV and provider website profile · CRD 151736 · regulatory data as of Mar 31, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Pathstone. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$110.3BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
27,165Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$65.6BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$44.7BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 07/2022
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 07/2022
- Type
- Individual
- Control person
- No
- Ownership
- Less than 5%
- Reported since
- 02/2010
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 07/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 07/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2024
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 01/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Steven Barry Braverman | Co-Chairman | 07/2022 | Individual | No | Less than 5% |
| Allan Jay Zachariah | Co- Chairman | 07/2022 | Individual | No | Less than 5% |
| Llc Pathstone Intermediate Holdings | Managing Member | 02/2010 | Domestic entity | Yes | 75% or more |
| Matthew Jacob Fleissig | Chief Executive Officer | 07/2022 | Individual | Yes | Less than 5% |
| Kelly Jean Maregni | President | 07/2022 | Individual | Yes | Less than 5% |
| Michelle Ross Johnston | Chief Financial Officer | 01/2024 | Individual | Yes | Less than 5% |
| Charles Paxson Keates | General Counsel | 01/2025 | Individual | Yes | Less than 5% |
| Bliss Margaret Bernal | Chief Compliance Officer | 01/2025 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVDomestic entity
EntityPATHSTONE INTERMEDIATE HOLDINGS, LLCStatusMEMBERReported since05/2023Ownership75% or moreControl personYes
Domestic entity
EntityKIA XI (TAILWIND) INVESTOR, L.P.StatusGENERAL PARTNERReported since05/2023OwnershipOther (general partner, trustee, or elected manager)Control personYes
Domestic entity
EntityKIA XI (TAILWIND) GP, L.P.StatusGENERAL PARTNERReported since05/2023OwnershipOther (general partner, trustee, or elected manager)Control personYes
Owners & Executives
Source: Form ADVSB
Steven Barry Braverman
Co-Chairman
AJ
Allan Jay Zachariah
Co- Chairman
MJ
Matthew Jacob Fleissig
Chief Executive Officer
KJ
Kelly Jean Maregni
President
MR
Michelle Ross Johnston
Chief Financial Officer
BM
Bliss Margaret Bernal
Chief Compliance Officer
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives8
Indirect ownership records4
Regulatory statusSEC registered investment adviser
SEC registration dateDec 4, 2009
CRD number151736