
Principal Asset Management
Alpha Nasdaq OCIO Indices - ContributorDES MOINES, IA
Form ADV and provider website profile · CRD 109002 · regulatory data as of May 28, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Principal Asset Management. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
Firm Details
Source: OCIO Intelligence recordRegistered namePRINCIPAL GLOBAL INVESTORS, LLC
CRD number109002
Firm foundedNot reported
SEC registration dateOct 26, 1998
Employees1,394
Advisory professionals337
A firm-founded year is shown only when explicitly stated in the current Item 4 brochure text; SEC registration dates are not treated as founding dates.
Contact & Location
Firm AUM History (USD)
Source: Form ADVAs of May 28, 2026
Client Mix by Firm AUM
Source: Form ADV client records| Client type | Share of firm AUM | Percent | AUM |
|---|---|---|---|
| Investment companies | 35.2% | $150.6B | |
| Insurance companies | 34.0% | $145.3B | |
| Retirement Plans | 9.6% | $41.0B | |
| Other Pooled Vehicles | 9.3% | $40.0B | |
| Corporations | 4.0% | $17.3B | |
| Sovereign Wealth & Foreign Institutions | 3.3% | $14.3B |
Percentages and AUM are shown from the same reported Form ADV client-type records.