Principal Asset Management
Alpha Nasdaq OCIO Indices - ContributorDES MOINES, IA
Form ADV and provider website profile · CRD 109002 · regulatory data as of May 28, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Principal Asset Management. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$427.7BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
8,169Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$419.2BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$8.5BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
$427.7BTotal Firm AUM
$419.2BDiscretionary AUM
$8.5BNon-discretionary AUM
8,169Total accounts
8,162Discretionary accounts
7Non-discretionary accounts
Client Mix by Firm AUM
$427.7BFirm AUM
Investment companies35.2%
Insurance companies34.0%
Retirement Plans9.6%
Other Pooled Vehicles9.3%
Corporations4.0%
Sovereign Wealth & Foreign Institutions3.3%
Banks2.0%
Municipalities1.3%
Individuals0.5%
Charities0.5%
High-Net-Worth0.2%
Reported Client Types
Source: Form ADV client recordsInvestment companies35.2%
101 clients$150.6B firm assets
Insurance companies34.0%
60 clients$145.3B firm assets
Retirement Plans9.6%
578 clients$41.0B firm assets
Other Pooled Vehicles9.3%
29 clients$40.0B firm assets
Corporations4.0%
951 clients$17.3B firm assets
Sovereign Wealth & Foreign Institutions3.3%
12 clients$14.3B firm assets
Banks2.0%
37 clients$8.5B firm assets
Municipalities1.3%
78 clients$5.5B firm assets
Individuals0.5%
6,014 clients$2.1B firm assets
Charities0.5%
30 clients$2.0B firm assets
High-Net-Worth0.2%
315 clients$970M firm assets
Reported total8,205 clients
| Client type | Firm assets | Clients | AUM share |
|---|---|---|---|
| Investment companies | $150.6B | 101 | 35.2% |
| Insurance companies | $145.3B | 60 | 34.0% |
| Retirement Plans | $41.0B | 578 | 9.6% |
| Other Pooled Vehicles | $40.0B | 29 | 9.3% |
| Corporations | $17.3B | 951 | 4.0% |
| Sovereign Wealth & Foreign Institutions | $14.3B | 12 | 3.3% |
| Banks | $8.5B | 37 | 2.0% |
| Municipalities | $5.5B | 78 | 1.3% |
| Individuals | $2.1B | 6,014 | 0.5% |
| Charities | $2.0B | 30 | 0.5% |
| High-Net-Worth | $970M | 315 | 0.2% |
| Reported total | $427.7B | 8,205 | — |
Types of Clients
Official SEC PDFLoading official Form ADV brochure…