Domestic entity
EntityPRINCIPAL FINANCIAL SERVICES, INC.Status100% OWNERReported since10/2001Ownership75% or moreControl personYes
Principal Asset Management
Alpha Nasdaq OCIO Indices - ContributorDES MOINES, IA
Form ADV and provider website profile · CRD 109002 · regulatory data as of May 28, 2026
This profile compiles reported firm AUM, regulatory account counts, ownership information, and source-linked regulatory records for Principal Asset Management. Firm-wide values may include business beyond OCIO services; review the linked filing before relying on a claim. How to interpret OCIO Intelligence data.
$427.7BReported Firm AUMReported Firm AUMTotal assets under management reported for the registered advisory firm. This may include businesses beyond its OCIO services.
8,169Total AccountsTotal AccountsTotal regulatory accounts reported in Form ADV Item 5.F. This is not necessarily the number of OCIO mandates or unique clients.
$419.2BDiscretionary AUMDiscretionary AUMFirm assets reported as discretionary, where the adviser generally has authority to make investment decisions within the client mandate.
$8.5BNon-discretionary AUMNon-discretionary AUMFirm assets reported as non-discretionary, where the client generally retains final investment decision authority.
Direct Owners & Executives
Source: Form ADV- Reported since
- 03/2007
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 05/2017
- Type
- Domestic entity
- Control person
- Yes
- Ownership
- 75% or more
- Reported since
- 03/2024
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 12/2020
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 06/2020
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 09/2022
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 03/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 11/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 11/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 11/2023
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 03/2024
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 11/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
- Reported since
- 04/2025
- Type
- Individual
- Control person
- Yes
- Ownership
- Less than 5%
| Name | Title | Reported since | Type | Control person | Ownership |
|---|---|---|---|---|---|
| Jill Marie Hittner | Chief Financial Officer | 03/2007 | Individual | Yes | Less than 5% |
| Llc Principal Global Investors Holding Company (Us) | 100% Owner | 05/2017 | Domestic entity | Yes | 75% or more |
| Kamal Bhatia | Chief Executive Officer & President | 03/2024 | Individual | Yes | Less than 5% |
| Kenneth Allen Mccullum | Director | 12/2020 | Individual | Yes | Less than 5% |
| Todd Anthony Jablonski | Cio & Global Head Of Multi-Asset And Quantitative Strategies | 06/2020 | Individual | Yes | Less than 5% |
| Justin Thomas Lange | Chief Compliance Officer | 09/2022 | Individual | Yes | Less than 5% |
| Todd Eugene Everett | Global Head Of Private Markets | 03/2023 | Individual | Yes | Less than 5% |
| George Peter Maris | Cio & Global Head Of Equities | 11/2023 | Individual | Yes | Less than 5% |
| Michael Jason Goosay | Cio & Global Head Of Fixed Income | 11/2023 | Individual | Yes | Less than 5% |
| George Djurasovic | General Counsel | 11/2023 | Individual | Yes | Less than 5% |
| Barbara Wenig | Chief Business Officer | 03/2024 | Individual | Yes | Less than 5% |
| Simon Alexander Mckay | Strategic Advisor To Ceo | 11/2025 | Individual | Yes | Less than 5% |
| Brant Kajen Wong | Head Of Retirement Solutions | 04/2025 | Individual | Yes | Less than 5% |
Indirect Ownership
Source: Form ADVDomestic entity
EntityPRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLCStatus100% OWNERReported since05/2017Ownership75% or moreControl personYes
Owners & Executives
Source: Form ADVJM
Jill Marie Hittner
Chief Financial Officer
KB
Kamal Bhatia
Chief Executive Officer & President
KA
Kenneth Allen Mccullum
Director
JT
Justin Thomas Lange
Chief Compliance Officer
BW
Barbara Wenig
Chief Business Officer
Names and titles are shown as reported in Form ADV.
Ownership & Governance
Direct owners & executives13
Indirect ownership records2
Regulatory statusSEC registered investment adviser
SEC registration dateOct 26, 1998
CRD number109002